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O••••••• F•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

O••••••• F•••••••• I•••

CRD 315963

IRVINE, CA

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Search this name across graphsid dfx:ria:52977c42-61b1-266e-e614-3454917c0128

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 15, 2021 to Jun 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.1 fund_share=0.9 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $222M••• Locked
Discretionary RAUM: $222M
Private client RAUM: $21.5Mderived••• Locked
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $73.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• E•••••••• W••••••	Certified Financial Planner	IRVINE, CA	4	13	2	no
L••• H•• N•••••	Certified Financial Planner	IRVINE, CA	4	16	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••• C••••• E••••••••	CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER	E	yes	09/2021	Sep 15, 2021	Mar 28, 2024
M••••••••• T•••• E••••••••	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Mar 28, 2024	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$222M	$176M	25.6%	$101M	29.8%	8	7	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	3	Oct 18, 2021	Oct 14, 2021	IRVINE, CA	Team lift out	Wirehouse to new firm	0.2%

Relationships

Registered with (5)

← J••• D•••• W•••••••Advisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV
← C•••• E•••••••• W••••••Advisorregistration: current employment
Oct 14, 2021 to presentfactForm ADV
← L••• H•• N•••••Advisorregistration: current employment
Oct 14, 2021 to presentfactForm ADV
← Scott Vincent Cheo

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
Scott Vincent Cheo left O••••••• F•••••••• I••• for Schwab Wealth Advisory, Inc. (registered 2024-03-27)
Form ADVobserved 7 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Camden Wesley Miller left O••••••• F•••••••• I••• for Pruco Securities, Llc (registered 2024-02-23)
Form ADVobserved 7 days ago
Occurred
Sep 15, 2021
First Form ADV filing
O••••••• F•••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52977c42-61b1-266e-e614-3454917c0128
First observed: Sep 15, 2021
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.