DFX Intelligence

K•••• S•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••• S•••• G••••••

Advisor at G•••••• I••••••••• A••••••• S•••••••• L••

TEXARKANA, TX

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Search this name across graphsid dfx:ria:388e5457-6761-86b8-dd0d-56396275054b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• I••••••••• A••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 11, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• I••••••••• A••••••• S•••••••• L••	State registered	Apr 12, 2017	n/a	yes	TEXARKANA, TX	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 10, 2014	Feb 18, 2015	no	TEXARKANA, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	G•••••• I••••••••• A••••••• S•••••••• L••	Feb 18, 2015	Apr 12, 2017	784	Firm change after gap	Other
W•••• F•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 16, 2013

Relationships

Registered with (5)

→ G•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 12, 2017 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2014 to Feb 18, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 30, 2012 to Sep 16, 2013factForm ADV
→ B••••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:388e5457-6761-86b8-dd0d-56396275054b
First observed: Nov 22, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.