RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S•••• G••••••
- G•••••• I••••••••• A••••••• S•••••••• L•• state registered currentsince Apr 12, 2017 · Texarkana, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 10, 2014 to Feb 18, 2015 · Texarkana, Tx
- W•••• F•••• A••••••• wirehouseMay 30, 2012 to Sep 16, 2013 · Ashdown, Ar
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 2, 2011 to Jun 22, 2012 · Texarkana, Tx
- B••••••••• I••••••••• S•••••••• I••• formerAug 11, 2010 to Aug 10, 2011 · Texarkana, Tx
- M••••• K••••• • C••••••• L•• formerNov 22, 2005 to Jul 13, 2010 · Texarkana, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• to G•••••• I••••••••• A••••••• S•••••••• L••left Feb 18, 2015, registered Apr 12, 2017 (784 days) · Other
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 16, 2013, registered Feb 10, 2014 (147 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Jun 22, 2012, registered May 30, 2012 (-23 days) · Other
- B••••••••• I••••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 10, 2011, registered Sep 2, 2011 (23 days) · Other
- M••••• K••••• • C••••••• L•• to B••••••••• I••••••••• S•••••••• I•••left Jul 13, 2010, registered Aug 11, 2010 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address