DFX Intelligence

J•••• F•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

J•••• F•••••• F•••••

Advisor at E••••• J••••

Carson City, NV

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Search this name across graphsid dfx:ria:38a9d80d-c6d8-9b22-8578-15714613c23a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 8, 2017	n/a	yes	Carson City, NV	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Nov 7, 2017	no	RENO, NV\|LAS VEGAS, NV\|RENO, NV\|YERINGTON, NV\|CARSON CITY, NV\|DAYTON, NV\|CARSON CITY, NV\|CARSON CITY, NV\|RENO, NV\|CARSON CITY, NV\|CARSON CITY, NV\|DAYTON, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Nov 7, 2017	Nov 8, 2017	1	Firm change	Wirehouse to ibd
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (7)

→ E••••• J••••Registered adviserregistration: current employment
Nov 8, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Nov 7, 2017factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2008 to Jan 3, 2011factForm ADV
→ K••••• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38a9d80d-c6d8-9b22-8578-15714613c23a
First observed: Jun 8, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.