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F•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

F•••• T••••••

Advisor at A••••••• W••••• A•••••••

Atlanta, GA

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Search this name across graphsid dfx:ria:38d40168-f901-c58d-0aec-ae6fe09f833c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Nov 5, 2024	n/a	yes	Atlanta, GA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 23, 2023	Nov 6, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••••• W••••• A•••••••	Nov 6, 2024	Nov 5, 2024	-1	Firm change	Ibd to ibd
M••••• G••••• A••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 16, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150419:147363:GA:2022-12-16	Dec 16, 2022	Apr 7, 2022	ATLANTA, GA	Firm change after gap

Relationships

Registered with (5)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2023 to Nov 6, 2024factForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Apr 7, 2022 to Mar 16, 2023factForm ADV
→ A•• W••••• I•••

Dated events

Occurred
Nov 6, 2024
Advisor changed firm
F•••• T•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A••••••• W••••• A••••••• (registered 2024-11-05)
Form ADVobserved 7 days ago
Occurred
Mar 16, 2023
Advisor changed firm
F•••• T•••••• left M••••• G••••• A••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-03-23)
Form ADVobserved 7 days ago
Occurred
Dec 16, 2022
Advisor changed firm
F•••• T•••••• left A•• W••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38d40168-f901-c58d-0aec-ae6fe09f833c
First observed: Mar 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.