DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• T••••••

A••••••• W••••• A•••••••BD affiliatedAtlanta, Gadual registrantIAPD 5477719

Certified Financial Planner

Feed of 09/14/2026

Also filed as Frank Mathison Tamplin

At current firm

1 y

since Nov 5, 2024

In the industry

18 y

since Feb 22, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A••••••• BD affiliated current
since Nov 5, 2024 · Atlanta, Ga
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 23, 2023 to Nov 6, 2024 · Atlanta, Ga
M••••• G••••• A••••••• I••• independent RIA
Apr 7, 2022 to Mar 16, 2023 · Atlanta, Ga
A•• W••••• I••• former
Mar 12, 2012 to Dec 16, 2022 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
Mar 4, 2008 to Aug 4, 2009 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••• W••••• A•••••••
left Nov 6, 2024, registered Nov 5, 2024 (-1 days) · Affiliated broker-dealer or bank to another
M••••• G••••• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 16, 2023, registered Mar 23, 2023 (7 days) · RIA to affiliated broker-dealer or bank
A•• W••••• I••• to M••••• G••••• A••••••• I•••
left Dec 16, 2022, registered Apr 7, 2022 (-253 days) · RIA to RIA · moved with a team
L•• F•••••••• L•• to A•• W••••• I•••
left Aug 4, 2009, registered Mar 12, 2012 (951 days) · Other

Signals

F•••• T•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A••••••• W••••• A••••••• (registered 2024-11-05)
Nov 6, 2024 · Advisor changed firm · fact
F•••• T•••••• left M••••• G••••• A••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-03-23)
Mar 16, 2023 · Advisor changed firm · fact
F•••• T•••••• left A•• W••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-04-07)
Dec 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address