S••••• B••••

Advisor at L•• F•••••••• L••

FAYETTEVILLE, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38d84573-3ae3-08d0-b6ac-eb7fddc01e11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 27, 2025	n/a	yes	FAYETTEVILLE, GA\|FAYETTEVILLE, GA	Current employment
E••••• J••••	National bd RIA	Mar 31, 2025	Jun 12, 2025	no	Decatur, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Jun 12, 2025	Jun 27, 2025	15	Firm change	Ibd to ibd
H••••••• F••••	E••••• J••••	Jan 23, 2025	Mar 31, 2025

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 28, 2014 to Sep 18, 2014factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 31, 2025 to Jun 12, 2025factForm ADV
→ H••••••• F••••Registered adviserregistration: previous registration
Nov 4, 2020 to Jan 23, 2025factForm ADV
→ C•••••••• I••••••••• P•••••••• L••

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
S••••• B•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2025-06-27)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2025
Advisor changed firm
S••••• B•••• left H••••••• F•••• for E••••• J•••• (registered 2025-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38d84573-3ae3-08d0-b6ac-eb7fddc01e11
First observed: Feb 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.