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Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Mar 10, 2016 | n/a | yes | COLUMBUS, OH | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Jul 30, 2012 | Mar 21, 2016 | no | COLUMBUS, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | May 25, 2011 | Jun 29, 2012 | no | Columbus, OH|Dublin, OH|Columbus, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Mar 17, 2010 | May 2, 2011 | no | COLUMBUS, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 2, 2009 | Mar 3, 2010 | no | COLUMBUS, OH | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Mar 9, 2009 | no | COLUMBUS, OH|NEW YORK, NY|SOUTH JORDAN, UT | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 8, 2006 | Apr 2, 2007 | no | NEW ALBANY, OH|PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | Mar 21, 2016 | Mar 10, 2016 | -11 | Bulk transfer | Other |
| MORGAN STANLEY | NATIONWIDE SECURITIES, LLC | Jun 29, 2012 | Jul 30, 2012 | 31 | Firm change | Wirehouse to new firm |
| HUNTINGTON FINANCIAL ADVISORS | MORGAN STANLEY | May 2, 2011 | May 25, 2011 | 23 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | HUNTINGTON FINANCIAL ADVISORS | Mar 3, 2010 | Mar 17, 2010 | 14 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | CHASE INVESTMENT SERVICES CORP. | Mar 9, 2009 | Mar 2, 2009 | -7 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |