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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

John R Martin

Advisor at DAI WEALTH, LLC

Austin, TX | ATLANTA, GA

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Search this name across graphsid dfx:ria:392190db-65e3-33fc-54f2-88f3d717bbf5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAI WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jun 30, 2000
First registration: Jul 25, 2006
Dual registered: yes, broker-dealer
Other names: JOHN RICHARD MARTIN|JOHN RICHARD MARTIN
IAPD individual key: 4130088

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAI WEALTH, LLC	Independent wealth	Oct 10, 2022	n/a	yes	Austin, TX\|ATLANTA, GA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 3, 2018	Oct 26, 2022	no	SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 3, 2018	Oct 26, 2022	no	ATLANTA, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 3, 2018	Oct 26, 2022	no	OAKDALE, MN	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 4, 2017	Oct 26, 2022	no	SCOTTSDALE, AZ	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 9, 2017	Nov 10, 2017	no	El Segundo, CA	Previous registration
WADDELL & REED	Former SEC adviser	Oct 20, 2009	Jun 1, 2016	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 25, 2006	Mar 17, 2009	no	DENVER, CO\|Denver, CO\|DENVER, CO\|Denver, CO\|ENGLEWOOD, CO\|Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Oct 26, 2022	Jul 3, 2018	-1,576	Channel change	Ibd to ibd
FSC SECURITIES CORPORATION	DAI WEALTH, LLC	Oct 26, 2022	Oct 10, 2022	-16	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	FSC SECURITIES CORPORATION	Oct 26, 2022	Jul 3, 2018	-1,576	Channel change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Oct 26, 2022	Jul 3, 2018	-1,576	Channel change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SAGEPOINT FINANCIAL, INC.	Nov 10, 2017	Dec 4, 2017	24	Firm change	Other
WADDELL & REED	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jun 1, 2016	Jan 9, 2017	222	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	WADDELL & REED	Mar 17, 2009	Oct 20, 2009	217	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:7461:AZ:2022-10-21	Oct 26, 2022	Jul 3, 2018	SCOTTSDALE, AZ	Firm change after gap
29604:133763:CA:2017-10-27	Nov 10, 2017	Dec 4, 2017	EL SEGUNDO, CA	Firm change
866:29604:KS:2016-05-19	Jun 1, 2016	Jan 9, 2017	OVERLAND PARK, KS	Firm change

Relationships

Registered with (8)

→ DAI WEALTH, LLCRegistered adviserregistration: current employment
Oct 10, 2022 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 4, 2017 to Oct 26, 2022factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 3, 2018 to Oct 26, 2022factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 3, 2018 to Oct 26, 2022factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 3, 2018 to Oct 26, 2022factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 9, 2017 to Nov 10, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 20, 2009 to Jun 1, 2016factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 25, 2006 to Mar 17, 2009factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
John R Martin left Fsc Securities Corporation for Dai Wealth, Llc (registered 2022-10-10)
Form ADVobserved 5 days ago