DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John R Martin
Certified Financial Planner
Feed of 09/14/2026
Also filed as John Richard Martin
At current firm
3 y
since Oct 10, 2022
In the industry
26 y
since Jun 30, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Dai Wealth, LLC independent RIA currentsince Oct 10, 2022 · Austin, Tx
- Woodbury Financial Services, Inc. formerJul 3, 2018 to Oct 26, 2022 · Oakdale, Mn
- Fsc Securities Corporation formerJul 3, 2018 to Oct 26, 2022 · Atlanta, Ga
- Osaic Wealth, Inc. BD affiliatedJul 3, 2018 to Oct 26, 2022 · Scottsdale, Az
- Sagepoint Financial, Inc. formerDec 4, 2017 to Oct 26, 2022 · Scottsdale, Az
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJan 9, 2017 to Nov 10, 2017 · El Segundo, Ca
- Waddell & Reed formerOct 20, 2009 to Jun 1, 2016 · Overland Park, Ks
- U.S. Bancorp Investments, Inc. formerJul 25, 2006 to Mar 17, 2009 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Woodbury Financial Services, Inc.left Oct 26, 2022, registered Jul 3, 2018 (-1576 days) · channel change inside one enterprise, not a move
- Fsc Securities Corporation to Dai Wealth, LLCleft Oct 26, 2022, registered Oct 10, 2022 (-16 days) · Affiliated broker-dealer or bank to independent RIA
- Osaic Wealth, Inc. to Fsc Securities Corporationleft Oct 26, 2022, registered Jul 3, 2018 (-1576 days) · channel change inside one enterprise, not a move · moved with a team
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Oct 26, 2022, registered Jul 3, 2018 (-1576 days) · channel change inside one enterprise, not a move
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Sagepoint Financial, Inc.left Nov 10, 2017, registered Dec 4, 2017 (24 days) · Other · moved with a team
- Waddell & Reed to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jun 1, 2016, registered Jan 9, 2017 (222 days) · Other · moved with a team
- U.S. Bancorp Investments, Inc. to Waddell & Reedleft Mar 17, 2009, registered Oct 20, 2009 (217 days) · Other
Signals
- John R Martin left Fsc Securities Corporation for Dai Wealth, Llc (registered 2022-10-10)Oct 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address