DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

JDL ADVISERS

J.DEREK LEWIS & ASSOCIATES, INC., CRD 122307

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:393da3ab-0bcd-36e3-e467-5b68f760c18e

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 9
On other graphs: 0
Observed: Nov 30, 2011 to Aug 6, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.01 institutional_share=0.12 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $190Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7,943
Individual clients: 6,315
High net worth clients: 1,376
SEC number: 801-67339
CIK: 2077884
CRD: 122307
Filings on the tape: 46
First filed: Nov 30, 2011
Latest filed: Aug 6, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KELLY ALLAN DUNAGAN	n/a	NEWPORT BEACH, CA	21	22	n/a	yes
KATHRYN ELIZABETH ESPINILI	n/a	NEWPORT BEACH, CA	20	35	n/a	yes
RION JAMES DALBY	n/a	NEWPORT BEACH, CA	19	20	n/a	yes
ROBERT WAYNE KNUTSEN	n/a	NEWPORT BEACH, CA	15	17	2	yes
RENY VESSELA M GREENLEAF	n/a	NEWPORT BEACH, CA	12	18	n/a	yes
DOUGLAS GLENN HYEPOCK	Chartered Financial Consultant	NEWPORT BEACH, CA	12	33	n/a	yes
Andrew Joseph Vidal	Certified Financial Planner	NEWPORT BEACH, CA	8	12	n/a	yes
Mark Anthony Ferdi	n/a	NEWPORT BEACH, CA	7	19	n/a	yes
Joshua James Henslick	n/a	NEWPORT BEACH, CA	3	14	n/a	no
DIANA THERESA LABRUNA	n/a	NEWPORT BEACH, CA	2	13	n/a	no
Pierce Maxwell Kramer	n/a	NEWPORT BEACH, CA	0	12	n/a	no
Jessica Viale	n/a	NEWPORT BEACH, CA	0	13	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESPINILI, KATHRYN, ELIZABETH	CHIEF COMPLIANCE OFFICER	A	yes	09/2007	Aug 6, 2026	Aug 6, 2026
GREENLEAF, RENY VESSELA, M	CHIEF FINANCIAL OFFICER	A	yes	08/2008	Aug 6, 2026	Aug 6, 2026
KNUTSEN, ROBERT, WAYNE	CHIEF EXECUTIVE OFFICER	B	yes	01/2014	Aug 6, 2026	Aug 6, 2026
LEWIS, JOHN, DEREK	FOUNDER, DIRECTOR	C	yes	08/1980	Nov 30, 2011	Nov 25, 2024
DALBY, RION, JAMES	FINANCIAL ADVISER, OWNER	A	no	01/2014	Aug 6, 2026	Aug 6, 2026
DUNAGAN, KELLY, ALLAN	FINANCIAL ADVISER, OWNER	B	no	09/2011	Aug 6, 2026	Aug 6, 2026
Ferdi, Mark, Anthony	FINANCIAL ADVISER, OWNER	A	no	05/2022	Aug 6, 2026	Aug 6, 2026
HYEPOCK, DOUGLAS, GLENN	FINANCIAL ADVISER, OWNER	B	no	09/2011	Aug 6, 2026	Aug 6, 2026
Vidal, Andrew, Joseph	CORPORATE SECRETARY	B	no	01/2023	Aug 6, 2026	Aug 6, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JDL SECURITIES CORPORATION	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$2.3B	$2.1B	10	10	0	n/a	n/a
2024	Mar 5, 2025	$1.8B	$1.6B	11	11	0	n/a	n/a
2023	Dec 1, 2023	$1.5B	$1.3B	10	10	0	n/a	n/a
2022	Dec 12, 2022	$1.3B	$1.1B	9	9	0	n/a	n/a
2021	Nov 30, 2021	$1.4B	$1.2B	9	9	0	n/a	n/a
2020	Nov 23, 2020	$1.0B	$885M	9	9	0	n/a	n/a
2019	Nov 22, 2019	$862M	$739M	9	9	0	n/a	n/a
2018	Nov 28, 2018	$778M	$653M	8	8	0	n/a	n/a
2017	Nov 29, 2017	$685M	$569M	8	8	0	n/a	n/a
2016	Nov 30, 2016	$559M	$470M	8	8	n/a	n/a	n/a
2015	Nov 28, 2015	$511M	$423M	8	8	n/a	n/a	n/a
2014	Dec 1, 2014	$483M	$380M	8	8	n/a	n/a	n/a
2013	Dec 3, 2013	$426M	$323M	8	8	n/a	n/a	n/a
2012	Dec 7, 2012	$325M	$245M	8	8	n/a	n/a	n/a
2011	Nov 30, 2011	$252M	$188M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.8B	27.7%	$1.3B	21.9%	10	11	0	0

Relationships

Registered with (17)

← Jessica VialeAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← Pierce Maxwell KramerAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← DIANA THERESA LABRUNAAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← Joshua James HenslickAdvisorregistration: current employment
Jun 22, 2023 to presentfactForm ADV
← Mark Anthony FerdiAdvisorregistration: current employment
Aug 16, 2019 to presentfactForm ADV
← Andrew Joseph VidalAdvisorregistration: current employment
Feb 22, 2018 to presentfactForm ADV
← DOUGLAS GLENN HYEPOCKAdvisorregistration: current employment
May 26, 2014 to presentfactForm ADV
← RENY VESSELA M GREENLEAFAdvisorregistration: current employment
May 19, 2014 to presentfactForm ADV
← ROBERT WAYNE KNUTSENAdvisorregistration: previous registration
Apr 7, 2009 to Sep 17, 2010factForm ADV
← RION JAMES DALBYAdvisorregistration: current employment
Oct 11, 2006 to presentfactForm ADV
← KATHRYN ELIZABETH ESPINILIAdvisorregistration: current employment
May 24, 2006 to presentfactForm ADV
← KELLY ALLAN DUNAGANAdvisorregistration: current employment
Aug 25, 2005 to presentfactForm ADV
← BLAINE ROBBI CARVERAdvisorregistration: previous registration
May 3, 2022 to Feb 13, 2023factForm ADV
← EDWARD TANDY MCGLASSONAdvisorregistration: previous registration
Sep 4, 2013 to Sep 7, 2017factForm ADV
← DEBERA HANSEN-AIKENAdvisorregistration: previous registration
Nov 19, 2010 to Sep 15, 2014factForm ADV
← CHRISTINE MARIE BENNETTAdvisorregistration: previous registration
Jun 2, 2006 to Aug 15, 2007factForm ADV
← JOE LOUIS CALIGIURIAdvisorregistration: previous registration
Nov 13, 2002 to Aug 30, 2006factForm ADV

Owns (7)

← ESPINILI, KATHRYN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Nov 30, 2011 to Nov 25, 2024factForm ADV
← HYEPOCK, DOUGLAS, GLENNOwnerFINANCIAL ADVISER, OWNER, DIRECTOR, ownership code B, individual
May 22, 2014 to Nov 25, 2024factForm ADV
← DUNAGAN, KELLY, ALLANOwnerFINANCIAL ADVISER, OWNER, ownership code B, individual
May 22, 2014 to Nov 25, 2024factForm ADV
← DALBY, RION, JAMESOwnerFINANCIAL ADVISER, OWNER, ownership code A, individual
May 22, 2014 to Nov 25, 2024factForm ADV
← GREENLEAF, RENY VESSELA, MOwnerCHIEF FINANCIAL OFFICER, ownership code A, individual
Nov 30, 2011 to Nov 25, 2024factForm ADV
← KNUTSEN, ROBERT, WAYNEOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Aug 8, 2013 to Nov 25, 2024factForm ADV
← Vidal, Andrew, JosephOwnerCORPORATE SECRETARY, ownership code NA, individual
Dec 1, 2023 to Nov 25, 2024factForm ADV

Controls (2)

← LEWIS, JOHN, DEREKOwnerFOUNDER, DIRECTOR, ownership code C, individual
Nov 30, 2011 to Nov 25, 2024factForm ADV
← Ferdi, Mark, AnthonyOwnerFINANCIAL ADVISER, OWNER, ownership code NA, individual
Dec 1, 2023 to Nov 25, 2024factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Regulatory AUM changed
Jdl Advisers reported RAUM $2.3B, up 28% from $1.8B (2025-10-02 to 2026-03-26)
Form ADVobserved 4 days ago
$494M
Occurred
Dec 1, 2023
Control person joined
Anthony Mark Ferdi (Financial Adviser/Owner) appeared on Schedule A of Jdl Advisers
Form ADVobserved 4 days ago
Occurred
Feb 13, 2023
Advisor changed firm
Blaine Robbi Carver left Jdl Advisers for Hightower Advisors, Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2021
Regulatory AUM changed
Jdl Advisers reported RAUM $1.4B, up 34% from $1.0B (2021-05-21 to 2021-11-30)
Form ADVobserved 4 days ago
$352M
Occurred
Nov 23, 2020
Regulatory AUM changed
Jdl Advisers reported RAUM $1.0B, up 28% from $799.2M (2020-07-20 to 2020-11-23)
Form ADVobserved 4 days ago
$228M

Show 4 bookkeeping events

Occurred
Sep 16, 2026
Diana Theresa Labruna added a GA registration at Jdl Advisers
Occurred
Aug 12, 2026
Diana Theresa Labruna added a NC registration at Jdl Advisers
Occurred
Aug 10, 2026
Diana Theresa Labruna added a HI registration at Jdl Advisers
Occurred
Aug 5, 2026
Diana Theresa Labruna added a ID registration at Jdl Advisers

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:393da3ab-0bcd-36e3-e467-5b68f760c18e
First observed: Nov 30, 2011
Last observed: Aug 6, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JDL ADVISERS

J.DEREK LEWIS & ASSOCIATES, INC., CRD 122307

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:393da3ab-0bcd-36e3-e467-5b68f760c18e

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KELLY ALLAN DUNAGAN

n/a

NEWPORT BEACH, CA

n/a

yes

KATHRYN ELIZABETH ESPINILI

n/a

NEWPORT BEACH, CA

n/a

yes

RION JAMES DALBY

n/a

NEWPORT BEACH, CA

n/a

yes

ROBERT WAYNE KNUTSEN

n/a

NEWPORT BEACH, CA

yes

RENY VESSELA M GREENLEAF

n/a

NEWPORT BEACH, CA

n/a

yes

DOUGLAS GLENN HYEPOCK

Chartered Financial Consultant

NEWPORT BEACH, CA

n/a

yes

Andrew Joseph Vidal

Certified Financial Planner

NEWPORT BEACH, CA

n/a

yes

Mark Anthony Ferdi

n/a

NEWPORT BEACH, CA

n/a

yes

Joshua James Henslick

n/a

NEWPORT BEACH, CA

n/a

DIANA THERESA LABRUNA

n/a

NEWPORT BEACH, CA

n/a

Pierce Maxwell Kramer

n/a

NEWPORT BEACH, CA

n/a

Jessica Viale

n/a

NEWPORT BEACH, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESPINILI, KATHRYN, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

09/2007

Aug 6, 2026

GREENLEAF, RENY VESSELA, M

CHIEF FINANCIAL OFFICER

yes

08/2008

Aug 6, 2026

KNUTSEN, ROBERT, WAYNE

CHIEF EXECUTIVE OFFICER

yes

01/2014

Aug 6, 2026

LEWIS, JOHN, DEREK

FOUNDER, DIRECTOR

yes

08/1980

Nov 30, 2011

Nov 25, 2024

DALBY, RION, JAMES

FINANCIAL ADVISER, OWNER

01/2014

Aug 6, 2026

DUNAGAN, KELLY, ALLAN

FINANCIAL ADVISER, OWNER

09/2011

Aug 6, 2026

Ferdi, Mark, Anthony

FINANCIAL ADVISER, OWNER

05/2022

Aug 6, 2026

HYEPOCK, DOUGLAS, GLENN

FINANCIAL ADVISER, OWNER

09/2011

Aug 6, 2026

Vidal, Andrew, Joseph

CORPORATE SECRETARY

01/2023

Aug 6, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JDL SECURITIES CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$2.3B

$2.1B

n/a

2024

Mar 5, 2025

$1.8B

$1.6B

n/a

2023

Dec 1, 2023

$1.5B

$1.3B

n/a

2022

Dec 12, 2022

$1.3B

$1.1B

n/a

2021

Nov 30, 2021

$1.4B

$1.2B

n/a

2020

Nov 23, 2020

$1.0B

$885M

n/a

2019

Nov 22, 2019

$862M

$739M

n/a

2018

Nov 28, 2018

$778M

$653M

n/a

2017

Nov 29, 2017

$685M

$569M

n/a

2016

Nov 30, 2016

$559M

$470M

n/a

2015

Nov 28, 2015

$511M

$423M

n/a

2014

Dec 1, 2014

$483M

$380M

n/a

2013

Dec 3, 2013

$426M

$323M

n/a

2012

Dec 7, 2012

$325M

$245M

n/a

2011

Nov 30, 2011

$252M

$188M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$1.8B

27.7%

$1.3B

21.9%