DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 1, 2024 | n/a | yes | BELLEVUE, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 22, 2020 | Aug 20, 2024 | no | Bellevue, WA|Bellevue, WA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 17, 2015 | May 15, 2020 | no | IRVINE, CA | Previous registration |
| JDL ADVISERS | Independent wealth | Nov 19, 2010 | Sep 15, 2014 | no | NEWPORT BEACH, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 6, 2008 | Feb 23, 2010 | no | IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Aug 20, 2024 | Nov 1, 2024 | 73 | Firm change | Ibd to wirehouse |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 15, 2020 | Jul 22, 2020 | 68 | Firm change | Other |
| JDL ADVISERS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 15, 2014 | Apr 17, 2015 | 214 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | JDL ADVISERS | Feb 23, 2010 | Nov 19, 2010 | 269 | Firm change | Other |