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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | BOISE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 3, 2021 | n/a | yes | ST. LOUIS, MO|BOISE, ID | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 3, 2013 | Jun 4, 2021 | no | BOISE, ID | Previous registration |
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | Sep 24, 2009 | Jul 19, 2011 | no | EAGLE, ID|EAGLE, ID|EAGLE, ID | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | Jul 15, 2009 | Sep 24, 2009 | no | GREAT FALLS, MT|BOISE, ID | Previous registration |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Jun 18, 2009 | Jul 1, 2009 | no | BOISE, ID | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | Feb 26, 2008 | Jun 12, 2009 | no | BOISE, ID | Previous registration |
| IDAHO TRUST | n/a | Dec 18, 2007 | Feb 12, 2008 | no | BOISE, ID | Previous registration |
| JDL ADVISERS | Independent wealth | Jun 2, 2006 | Aug 15, 2007 | no | NEWPORT BEACH, CA | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Feb 11, 2003 | Jun 5, 2006 | no | COSTA MESA, CA|COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLS FARGO ADVISORS | Jun 4, 2021 | Jun 3, 2021 | -1 | Firm change | Other |
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 19, 2011 | Jul 3, 2013 | 715 | Firm change after gap | Other |
| D.A. DAVIDSON & CO. | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Sep 24, 2009 | Sep 24, 2009 | 0 | Firm change | Other |
| WEDBUSH SECURITIES INC. | D.A. DAVIDSON & CO. | Jul 1, 2009 | Jul 15, 2009 | 14 | Firm change | Other |
| D.A. DAVIDSON & CO. | WEDBUSH SECURITIES INC. | Jun 12, 2009 | Jun 18, 2009 | 6 | Firm change | Other |
| IDAHO TRUST | D.A. DAVIDSON & CO. | Feb 12, 2008 | Feb 26, 2008 | 14 | Firm change | Other |
| JDL ADVISERS | IDAHO TRUST | Aug 15, 2007 | Dec 18, 2007 | 125 | Firm change | Other |
| COMERICA SECURITIES | JDL ADVISERS | Jun 5, 2006 | Jun 2, 2006 | -3 | Firm change | Other |