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Advisor at SYCAMORE FINANCIAL GROUP
Manlius, NY | KOKOMO, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SYCAMORE FINANCIAL GROUP | Independent wealth | Aug 8, 2017 | n/a | yes | KOKOMO, IN|KOKOMO, IN|Manlius, NY | Current employment |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Jun 20, 2008 | Jun 24, 2014 | no | NEW WOODSTOCK, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Aug 9, 2007 | Jun 6, 2008 | no | SYRACUSE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 14, 2007 | Aug 14, 2007 | no | SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RIDGEWAY CONGER ADVISORY SERVICES | SYCAMORE FINANCIAL GROUP | Jun 24, 2014 | Aug 8, 2017 | 1,141 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | RIDGEWAY CONGER ADVISORY SERVICES | Jun 6, 2008 | Jun 20, 2008 | 14 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Aug 14, 2007 | Aug 9, 2007 | -5 | Firm change | Other |