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RIA / WealthAdvisor28 years in industry

ALLEN Paul BRAUNBECK

Advisor at KINGDOM FINANCIAL GROUP, LLC

PEORIA, AZ

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Search this name across graphsid dfx:ria:394ceb4d-3c40-a5d6-61c0-84aab23e7315

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGDOM FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 23, 1998
First registration: Aug 9, 2017
Dual registered: no
Other names: ALLEN PAUL BRAUNBECK|ALLEN P BRAUNBECK
IAPD individual key: 2829947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGDOM FINANCIAL GROUP, LLC	Independent wealth	Mar 4, 2026	n/a	yes	PEORIA, AZ	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 2, 2026	Feb 25, 2026	no	Phoenix, AZ	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Jan 6, 2026	no	GILBERT, AZ\|Sun City, AZ\|Scottsdale, AZ\|Sandy, UT\|Gilbert, AZ\|Gilbert, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 26, 2021	Sep 5, 2023	no	Gilbert, AZ\|ARLINGTON, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	PHOENIX, AZ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|PHOENIX, AZ	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Aug 9, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	KINGDOM FINANCIAL GROUP, LLC	Feb 25, 2026	Mar 4, 2026	7	Firm change	Ibd to RIA
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Jan 6, 2026	Feb 2, 2026	27	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
TD AMERITRADE, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 11, 2021	May 26, 2021	135	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (7)

→ KINGDOM FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 2, 2026 to Feb 25, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Jan 6, 2026factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 26, 2021 to Sep 5, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Aug 9, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
Feb 25, 2026
Advisor changed firm
Allen Paul Braunbeck left Charles Schwab & Co., Inc. for Kingdom Financial Group, Llc (registered 2026-03-04)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2026
Advisor changed firm
Allen Paul Braunbeck left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2026-02-02)
Form ADVobserved 6 days ago