DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• P••• B••••••••

K•••••• F•••••••• G••••• L••independent RIAPeoria, AzIA-onlyIAPD 2829947

Feed of 09/14/2026

Also filed as A•••• P••• B••••••••

At current firm

0 y

since Mar 4, 2026

In the industry

28 y

since Jun 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Advisor Operationsreportedfullertonfp.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

K•••••• F•••••••• G••••• L•• independent RIA current
since Mar 4, 2026 · Peoria, Az
C•••••• S••••• • C••• I••• national BD
Feb 2, 2026 to Feb 25, 2026 · Phoenix, Az
M••••• S•••••• wirehouse
Sep 5, 2023 to Jan 6, 2026 · Gilbert, Az
E•••••• C•••••• M••••••••• L•• former
May 26, 2021 to Sep 5, 2023 · Gilbert, Az
T• A••••••••• I••• former
Feb 27, 2018 to Jan 11, 2021 · Phoenix, Az
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Dec 31, 2020 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Aug 9, 2017 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to K•••••• F•••••••• G••••• L••
left Feb 25, 2026, registered Mar 4, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to C•••••• S••••• • C••• I•••
left Jan 6, 2026, registered Feb 2, 2026 (27 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••
left Jan 11, 2021, registered May 26, 2021 (135 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

A•••• P••• B•••••••• left C•••••• S••••• • C••• I••• for K•••••• F•••••••• G••••• L•• (registered 2026-03-04)
Feb 25, 2026 · Advisor changed firm · fact
A•••• P••• B•••••••• left M••••• S•••••• for C•••••• S••••• • C••• I••• (registered 2026-02-02)
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address