DFX Intelligence

J••• J•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J••• J•••• O•••••

Advisor at P•••• C•••••• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:394d9349-a37c-0cdc-3afe-89c1a1c6e1c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jun 10, 2025	n/a	yes	Daytona Beach, FL\|OVERLAND PARK, KS\|Bedford, NH	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 29, 2020	Oct 11, 2024	no	MANCHESTER, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••• C•••••• F••••••••	Oct 11, 2024	Jun 10, 2025	242	Firm change	Wirehouse to RIA
S•••••••• S•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 30, 2020	Oct 29, 2020

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 29, 2020 to Oct 11, 2024factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Jul 11, 2013 to Oct 30, 2020factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:394d9349-a37c-0cdc-3afe-89c1a1c6e1c7
First observed: Oct 3, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.