DFX Intelligence
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Reading the graph
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Advisor at I•••••••• A•••••••• L••
Leander, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Leander, TX | Current employment |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Apr 21, 2023 | Nov 3, 2025 | no | AUSTIN, TX|Austin, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | I•••••••• A•••••••• L•• | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | L••• S••••• A•••••••• L•• | Apr 26, 2023 | Apr 21, 2023 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Apr 26, 2023 | no | AUSTIN, TX | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | AUSTIN, TX | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jul 3, 2002 | Jan 2, 2015 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |