RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• P••• H•••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Leander, Tx
- L••• S••••• A•••••••• L•• formerApr 21, 2023 to Nov 3, 2025 · Austin, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Apr 26, 2023 · Austin, Tx
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · Austin, Tx
- N•• E•••••• S••••••••• C••••••••• formerJul 3, 2002 to Jan 2, 2015 · Austin, Tx
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to L••• S••••• A•••••••• L••left Apr 26, 2023, registered Apr 21, 2023 (-5 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- C••• P••• H••••• left M•• I•••••••• S•••••••• L•• for L••• S••••• A•••••••• L•• (registered 2023-04-21)Apr 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address