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RIA / WealthAdvisor16 years in industry

HEATH JUSTIN HARRIS

Advisor at COMPOUND ADVISORY

PASADENA, MD

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Search this name across graphsid dfx:ria:396e6a0b-6627-3ef2-9792-76256f6e3186

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPOUND ADVISORY
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: May 13, 2010
First registration: May 14, 2010
Dual registered: no
Other names: HEATH J HARRIS
IAPD individual key: 5183327

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPOUND ADVISORY	State registered	Mar 28, 2025	n/a	yes	PASADENA, MD	Current employment
OLIVER WEALTH MANAGEMENT	Independent wealth	Sep 13, 2021	Apr 4, 2025	no	TOWSON, MD	Previous registration
HAYDEN ROYAL	Former SEC adviser	Sep 7, 2018	Feb 26, 2021	no	Towson, MD\|CHARLOTTE, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 2017	Sep 25, 2018	no	WASHINGTON, DC\|Gloucester, VA\|Washington, DC\|Washington, DC\|Washington, DC\|Washington, DC\|CHICAGO, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 31, 2015	Jul 24, 2017	no	BETHESDA, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 31, 2011	Aug 3, 2015	no	COLUMBIA, MD	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	May 14, 2010	Apr 4, 2011	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OLIVER WEALTH MANAGEMENT	COMPOUND ADVISORY	Apr 4, 2025	Mar 28, 2025	-7	Firm change	RIA to state RIA
HAYDEN ROYAL	OLIVER WEALTH MANAGEMENT	Feb 26, 2021	Sep 13, 2021	199	Firm change	RIA to new firm
CITIGROUP GLOBAL MARKETS INC.	HAYDEN ROYAL	Sep 25, 2018	Sep 7, 2018	-18	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jul 24, 2017	Aug 1, 2017	8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Aug 3, 2015	Jul 31, 2015	-3	Firm change	Wirehouse to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 4, 2011	Mar 31, 2011	-4	Firm change	Other

Relationships

Registered with (7)

→ COMPOUND ADVISORYRegistered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ OLIVER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 13, 2021 to Apr 4, 2025factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Sep 7, 2018 to Feb 26, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 2017 to Sep 25, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 31, 2015 to Jul 24, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 31, 2011 to Aug 3, 2015factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
May 14, 2010 to Apr 4, 2011factForm ADV

Dated events

Occurred
Apr 4, 2025
Advisor changed firm
Heath Justin Harris left Oliver Wealth Management for Compound Advisory (registered 2025-03-28)
Form ADVobserved 6 days ago