DFX Intelligence

R•••• L•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R•••• L•• D••••••

Advisor at G••••• V••• C•••••• M••••••••• L••

WAUSAU, WI | WAUKESHA, WI

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Search this name across graphsid dfx:ria:3973fc14-b811-a09b-3c38-9fe9f719850d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• V••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• V••• C•••••• M••••••••• L••	Independent wealth	Jan 2, 2014	n/a	yes	WAUKESHA, WI\|WAUSAU, WI	Current employment
T•• S•••••••• F•••••••• A•••••••	Bd affiliated wealth	Nov 1, 2010	Dec 31, 2013	no	WAUSAU, WI\|WAUSAU, WI\|ATLANTA, GA\|WAUKESHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• S•••••••• F•••••••• A•••••••	G••••• V••• C•••••• M••••••••• L••	Dec 31, 2013	Jan 2, 2014	2	Bulk transfer	Other
I••••••••• A••••••• I••••••••• I•••	T•• S•••••••• F•••••••• A•••••••	Nov 2, 2010	Nov 1, 2010

Relationships

Registered with (4)

→ G••••• V••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2014 to presentfactForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 1, 2010 to Dec 31, 2013factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2006 to Nov 2, 2010factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3973fc14-b811-a09b-3c38-9fe9f719850d
First observed: Feb 2, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.