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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant16 years in industry

ZACHARY DAVID HERRING

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Poughkeepsie, NY

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Search this name across graphsid dfx:ria:397c3fac-4eb5-6f5f-8c82-632f54972f2b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Feb 26, 2010
First registration: Mar 3, 2010
Dual registered: no
Other names: ZACHARY D HERRING
IAPD individual key: 5195974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	May 7, 2026	n/a	yes	Poughkeepsie, NY\|NEW YORK, NY	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 7, 2022	May 20, 2026	no	POUGHKEEPSIE, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 20, 2017	Jul 7, 2022	no	NEW CITY, NY\|POUGHKEEPSIE, NY	Previous registration
M&T SECURITIES, INC.	n/a	Mar 7, 2017	Sep 11, 2017	no	LAGRANGEVILLE, NY\|HOPEWELL JUNCTION, NY\|WAPPINGERS FALLS, NY\|Fishkill, NY\|DOVER PLAINS, NY	Previous registration
UNITED ADVISORS	Former SEC adviser	Nov 16, 2016	Mar 8, 2017	no	New York, NY	Previous registration
MORGAN STANLEY	Wirehouse	Mar 3, 2010	Mar 9, 2011	no	SARATOGA SPRINGS, NY\|PITTSFIELD, MA\|PURCHASE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ARAX ADVISORY PARTNERS	May 20, 2026	May 7, 2026	-13	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 7, 2022	Jul 7, 2022	0	Channel change	Wirehouse to wirehouse
M&T SECURITIES, INC.	WELLS FARGO ADVISORS	Sep 11, 2017	Sep 20, 2017	9	Firm change	Other
UNITED ADVISORS	M&T SECURITIES, INC.	Mar 8, 2017	Mar 7, 2017	-1	Firm change	Other
MORGAN STANLEY	UNITED ADVISORS	Mar 9, 2011	Nov 16, 2016	2,079	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:133535:NY:2026-05-20	May 20, 2026	May 7, 2026	POUGHKEEPSIE, NY	Firm change
19616:11025:NY:2022-06-09	Jul 7, 2022	Jul 7, 2022	POUGHKEEPSIE, NY	Firm change

Relationships

Registered with (6)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 7, 2022 to May 20, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 20, 2017 to Jul 7, 2022factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Mar 7, 2017 to Sep 11, 2017factForm ADV
→ UNITED ADVISORSRegistered adviserregistration: previous registration
Nov 16, 2016 to Mar 8, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 3, 2010 to Mar 9, 2011factForm ADV

Dated events

Occurred
May 20, 2026
Advisor changed firm
Zachary David Herring left Wells Fargo Advisors for Arax Advisory Partners (registered 2026-05-07)
Form ADVobserved 6 days ago