DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Zachary David Herring
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Zachary D Herring
At current firm
0 y
since May 7, 2026
In the industry
16 y
since Feb 26, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince May 7, 2026 · Poughkeepsie, Ny
- Wells Fargo Advisors wirehouseJul 7, 2022 to May 20, 2026 · Poughkeepsie, Ny
- Wells Fargo Advisors wirehouseSep 20, 2017 to Jul 7, 2022 · New City, Ny
- M&T Securities, Inc. unclassifiedMar 7, 2017 to Sep 11, 2017 · Lagrangeville, Ny
- United Advisors formerNov 16, 2016 to Mar 8, 2017 · New York, Ny
- Morgan Stanley wirehouseMar 3, 2010 to Mar 9, 2011 · Saratoga Springs, Ny
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Arax Advisory Partnersleft May 20, 2026, registered May 7, 2026 (-13 days) · Wirehouse to independent RIA · moved with a team
- Wells Fargo Advisors to Wells Fargo Advisorsleft Jul 7, 2022, registered Jul 7, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M&T Securities, Inc. to Wells Fargo Advisorsleft Sep 11, 2017, registered Sep 20, 2017 (9 days) · Other
- United Advisors to M&T Securities, Inc.left Mar 8, 2017, registered Mar 7, 2017 (-1 days) · Other
- Morgan Stanley to United Advisorsleft Mar 9, 2011, registered Nov 16, 2016 (2079 days) · Other
Signals
- Zachary David Herring left Wells Fargo Advisors for Arax Advisory Partners (registered 2026-05-07)May 20, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address