DFX Intelligence

D••••• A•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D••••• A•••••• B••••

Advisor at H••••••• F••••

WAYNE, PA | Lake Geneva, WI

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Search this name across graphsid dfx:ria:398791e9-098f-1f63-11f7-81acfead89ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	Oct 21, 2020	n/a	yes	WAYNE, PA\|Lake Geneva, WI	Current employment
N••••• A•••• M••••••••• L••	Mixed wealth	Apr 9, 2011	Aug 7, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• A•••• M••••••••• L••	H••••••• F••••	Aug 7, 2020	Oct 21, 2020	75	Firm change	Other
D•• I••••••••• M••••••••• A•••••••• I•••	N••••• A•••• M••••••••• L••	Apr 7, 2005	Apr 9, 2011

Relationships

Registered with (3)

→ H••••••• F••••Registered adviserregistration: current employment
Oct 21, 2020 to presentfactForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 9, 2011 to Aug 7, 2020factForm ADV
→ D•• I••••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2003 to Apr 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:398791e9-098f-1f63-11f7-81acfead89ab
First observed: Jul 22, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.