DFX Intelligence

Data Factory

G•••••• B•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

G•••••• B•••••• C••••••••

Advisor at W••• S• L••

WILMINGTON, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:398d7146-a200-da54-225a-3ca8674870e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• S• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••• S• L••	State registered	Jan 24, 2020	n/a	yes	WILMINGTON, DE	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	May 29, 2015	Aug 4, 2015	no	WILMINGTON, DE\|MCLEAN, VA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	W••• S• L••	Aug 4, 2015	Jan 24, 2020	1,634	Firm change after gap	Other
C•••••• P••••••• L••	C•••••• O•• A•••••••• L••	Jun 30, 2015

Relationships

Registered with (6)

→ W••• S• L••Registered adviserregistration: current employment
Jan 24, 2020 to presentfactForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
May 29, 2015 to Aug 4, 2015factForm ADV
→ C•••••• P••••••• L••Registered adviserregistration: previous registration
Jun 8, 2012 to Jun 30, 2015factForm ADV
→ G••• W••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:398d7146-a200-da54-225a-3ca8674870e9
First observed: May 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.