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Advisor at ACT ADVISORS
ASHEVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ACT ADVISORS | Independent wealth | Nov 19, 2014 | n/a | yes | ASHEVILLE, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 30, 2006 | Dec 22, 2014 | no | GREENVILLE, SC|GREENVILLE, SC|NORTH CHARLESTON, SC|GREENVILLE, SC|NORTH CHARLESTON, SC|FORT MILL, SC|ASHEVILLE, NC|CHARLESTON, SC | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | May 18, 2004 | Oct 31, 2006 | no | N CHARLESTON, SC|N CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ACT ADVISORS | Dec 22, 2014 | Nov 19, 2014 | -33 | Firm change after gap | Other |
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | Oct 31, 2006 | Oct 30, 2006 | -1 | Firm change | Other |