RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• B•••• E••••••
- Business email
- doug@act-advisors.comreportedact-advisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A•• A••••••• independent RIA currentsince Nov 19, 2014 · Asheville, Nc
- L•• F•••••••• L•• BD affiliatedOct 30, 2006 to Dec 22, 2014 · Greenville, Sc
- C••• B•••••••• S•••••••• I••• formerMay 18, 2004 to Oct 31, 2006 · N Charleston, Sc
- L•• F•••••••• L•• to A•• A•••••••left Dec 22, 2014, registered Nov 19, 2014 (-33 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 31, 2006, registered Oct 30, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address