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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT LLC, CRD 305308

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39b5be9c-54fc-aaf4-e0e1-9e1e078f63b3

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 34
On other graphs: 0
Observed: Aug 7, 2019 to Mar 3, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $329MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $224M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $47.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
SEC number: 801-117300
CIK: 1821455
CRD: 305308
Filings on the tape: 21
First filed: Aug 7, 2019
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY JAMES TERRELL	Chartered Financial Analyst	TAMPA, FL \| Denver, NC	2	24	2	no
KATHERINE JOHNSON BRADDOCK	Chartered Financial Analyst	TAMPA, FL \| Denver, CO	2	24	n/a	no
KEI ARNOLD SASAKI	Chartered Financial Analyst	TAMPA, FL \| Chatham, NJ	2	27	n/a	no
SHARON KAY Giuffre	Chartered Financial Analyst	TAMPA, FL \| Houston, TX	2	36	1	no
Jason Patrick Liu	n/a	TAMPA, FL \| Battle Ground, WA	1	28	4	no
Vera Jalilla Feldbusch	n/a	TAMPA, FL \| Venice, CA	1	19	8	no
MICHAEL JOHN SCIULLI	n/a	TAMPA, FL \| Pittsburgh, PA	1	13	8	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Appel, Stephen, Leslie	Director	Na	yes	11/2019	Aug 31, 2023	May 20, 2024
Appel, Stephen, Leslie	Director	F	yes	05/2018	Aug 31, 2023	May 20, 2024
ARCHIBALD, NEIL, PHILLIP	CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL	Na	yes	05/2019	Aug 7, 2019	May 20, 2024
ARCHIBALD, NEIL, PHILLIP	GENERAL COUNSEL	F	yes	01/2005	Aug 7, 2019	May 20, 2024
BRADDOCK, KATHERINE, JOHNSON	SVP, MANAGING DIRECTOR OF INVESTMENTS	Na	yes	01/2023	Aug 31, 2023	May 20, 2024
De Jesus Luna, Jonnathan, Khris	VP, HEAD OF PORTFOLIO MANAGEMENT	Na	yes	01/2024	May 20, 2024	May 20, 2024
LAKO, KENNETH, ERIC	CHIEF EXECUTIVE OFFICER	F	yes	04/2023	Jul 6, 2023	May 20, 2024
LAKO, KENNETH, ERIC	CHIEF EXECUTIVE OFFICER	Na	yes	04/2023	Jul 6, 2023	May 20, 2024
MEMBERS TRUST COMPANY, FSB	SOLE PROPRIETOR	E	yes	05/2019	Aug 7, 2019	May 20, 2024
MOSER, ROBERT, MICHAEL	Director	F	yes	07/2023	Aug 31, 2023	May 20, 2024
MOSER, ROBERT, MICHAEL	Director	Na	yes	07/2023	Aug 31, 2023	May 20, 2024
ODONNELL, BARBARA, B	Director	F	yes	08/2007	Aug 31, 2023	May 20, 2024
ODONNELL, BARBARA, B	Director	Na	yes	11/2019	Aug 31, 2023	May 20, 2024
Purdy, James, Anthony	Director	F	yes	05/2020	Aug 31, 2023	May 20, 2024
RICH, JONATHAN, DYCKMAN	Director	Na	yes	11/2019	Aug 31, 2023	May 20, 2024
RICH, JONATHAN, DYCKMAN	Director	F	yes	01/2005	Aug 31, 2023	May 20, 2024
SASAKI, KEI, ARNOLD	CHIEF INVESTMENT OFFICER	Na	yes	05/2024	May 20, 2024	May 20, 2024
SHOKOOHI, PARASTU, PERSIA	CHIEF COMPLIANCE OFFICER	Na	yes	05/2023	Jul 6, 2023	May 20, 2024
STOKES, JEFFREY, R	Director	F	yes	07/2023	Aug 31, 2023	May 20, 2024
STOKES, JEFFREY, R	Director	Na	yes	05/2024	Aug 31, 2023	May 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MEMBERS TRUST COMPANY, FSB	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$329M	$224M	16	9	1	n/a	n/a
2024	Mar 17, 2025	$208M	$208M	17	10	1	n/a	n/a
2023	Mar 29, 2024	$314M	$314M	14	3	1	n/a	n/a
2022	Mar 25, 2023	$195M	$195M	9	5	1	n/a	n/a
2021	Mar 7, 2022	$288M	$288M	9	5	1	n/a	n/a
2020	Mar 26, 2021	$231M	$231M	10	6	3	n/a	n/a
2019	Feb 12, 2020	$180M	$180M	9	7	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	28.6%	0	0	0	7	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$329M	$208M	58.4%	$195M	19.1%	16	17	1	1

Relationships

Registered with (10)

← MICHAEL JOHN SCIULLIAdvisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← Vera Jalilla FeldbuschAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← Jason Patrick LiuAdvisorregistration: current employment
Jan 28, 2025 to presentfactForm ADV
← SHARON KAY GiuffreAdvisorregistration: current employment
Jul 9, 2024 to presentfactForm ADV
← JEFFREY JAMES TERRELLAdvisorregistration: current employment
May 16, 2024 to presentfactForm ADV
← KATHERINE JOHNSON BRADDOCKAdvisorregistration: current employment
May 16, 2024 to presentfactForm ADV
← KEI ARNOLD SASAKIAdvisorregistration: current employment
May 16, 2024 to presentfactForm ADV
← Brooke BowenAdvisorregistration: previous registration
Feb 6, 2025 to Apr 7, 2026factForm ADV
← William Edward McAllisterAdvisorregistration: previous registration
Jul 9, 2024 to Apr 7, 2026factForm ADV
← Daric Hugh OlsonAdvisorregistration: previous registration
May 16, 2024 to Jan 28, 2025factForm ADV

Controls (13)

← MOSER, ROBERT, MICHAELOwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← STOKES, JEFFREY, ROwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← BRADDOCK, KATHERINE, JOHNSONOwnerSVP, MANAGING DIRECTOR OF INVESTMENTS, ownership code NA, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← LAKO, KENNETH, ERICOwnerCHIEF EXECUTIVE OFFICER, ownership code F, individual
Jul 6, 2023 to May 20, 2024factForm ADV
← ARCHIBALD, NEIL, PHILLIPOwnerGENERAL COUNSEL, ownership code F, individual
Aug 7, 2019 to May 20, 2024factForm ADV
← RICH, JONATHAN, DYCKMANOwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← ODONNELL, BARBARA, BOwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← SASAKI, KEI, ARNOLDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
May 20, 2024 to May 20, 2024factForm ADV
← SHOKOOHI, PARASTU, PERSIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 6, 2023 to May 20, 2024factForm ADV
← De Jesus Luna, Jonnathan, KhrisOwnerVP, HEAD OF PORTFOLIO MANAGEMENT, ownership code NA, individual
May 20, 2024 to May 20, 2024factForm ADV
← Appel, Stephen, LeslieOwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← Purdy, James, AnthonyOwnerDIRECTOR, ownership code F, individual
Aug 31, 2023 to May 20, 2024factForm ADV
← MEMBERS TRUST COMPANY, FSBOwnerSOLE PROPRIETOR, ownership code E, domestic entity
Aug 7, 2019 to May 20, 2024factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Brooke Bowen left Mtc Wealth Management for Bfinance Us Ltd. (registered 2026-06-04)
Form ADVobserved 5 days ago
Occurred
Apr 7, 2026
Advisor changed firm
William Edward Mcallister left Mtc Wealth Management for Webull Advisors Llc (registered 2026-04-13)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2026
Regulatory AUM changed
Mtc Wealth Management reported RAUM $329.0M, up 58% from $207.7M (2025-07-28 to 2026-03-03)
Form ADVobserved 5 days ago
$121M
Occurred
Mar 17, 2025
Regulatory AUM changed
Mtc Wealth Management reported RAUM $207.7M, down 34% from $313.6M (2024-05-20 to 2025-03-17)
Form ADVobserved 5 days ago
$-106M
Occurred
Jan 28, 2025
Advisor changed firm
Daric Hugh Olson left Mtc Wealth Management for Advisors Asset Management, Inc. (registered 2024-12-09)
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person joined
Arnold Kei Sasaki (Chief Investment Officer) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person joined
Khris Jonnathan De Jesus Luna (Vp, Head Of Portfolio Management) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person left
Melva Mckay Bass (Director) no longer on Schedule A of Mtc Wealth Management (listed 2024-03-29, absent 2024-05-20)
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person left
Williams Sara Trexler (Director) no longer on Schedule A of Mtc Wealth Management (listed 2024-03-29, absent 2024-05-20)
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person left
Diane Young (Director) no longer on Schedule A of Mtc Wealth Management (listed 2024-03-29, absent 2024-05-20)
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Control person left
Joseph Paul Chong (Director) no longer on Schedule A of Mtc Wealth Management (listed 2024-03-29, absent 2024-05-20)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Mtc Wealth Management reported RAUM $313.6M, up 47% from $213.5M (2023-11-27 to 2024-03-29)
Form ADVobserved 5 days ago
$100M
Occurred
Mar 29, 2024
Control person left
Richard Jason Ritzenthaler (Chief Investment Officer) no longer on Schedule A of Mtc Wealth Management (listed 2023-11-27, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person left
Scott Michael Strand (Director) no longer on Schedule A of Mtc Wealth Management (listed 2023-11-27, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person left
Eugene Blaine Rieke (Director) no longer on Schedule A of Mtc Wealth Management (listed 2023-11-27, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Control person left
James Robert Comfort (Director) no longer on Schedule A of Mtc Wealth Management (listed 2023-08-31, absent 2023-11-27)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Control person joined
Joseph Paul Chong (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
R Jeffrey Stokes (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Anthony James Purdy (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Melva Mckay Bass (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Johnson Katherine Braddock (Svp, Managing Director Of Investments) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Richard Jason Ritzenthaler (Chief Investment Officer) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Leslie Stephen Appel (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Dyckman Jonathan Rich (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Michael Robert Moser (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Williams Sara Trexler (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Diane Young (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
James Robert Comfort (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Scott Michael Strand (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
Eugene Blaine Rieke (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Control person joined
B Barbara Odonnell (Director) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Jul 6, 2023
Control person joined
Persia Parastu Shokoohi (Chief Compliance Officer) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Jul 6, 2023
Control person joined
Eric Kenneth Lako (Chief Executive Officer) appeared on Schedule A of Mtc Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 7, 2019
First Form ADV filing
Mtc Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39b5be9c-54fc-aaf4-e0e1-9e1e078f63b3
First observed: Aug 7, 2019
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT LLC, CRD 305308

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39b5be9c-54fc-aaf4-e0e1-9e1e078f63b3

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY JAMES TERRELL

Chartered Financial Analyst

TAMPA, FL | Denver, NC

KATHERINE JOHNSON BRADDOCK

Chartered Financial Analyst

TAMPA, FL | Denver, CO

n/a

KEI ARNOLD SASAKI

Chartered Financial Analyst

TAMPA, FL | Chatham, NJ

n/a

SHARON KAY Giuffre

Chartered Financial Analyst

TAMPA, FL | Houston, TX

Jason Patrick Liu

n/a

TAMPA, FL | Battle Ground, WA

Vera Jalilla Feldbusch

n/a

TAMPA, FL | Venice, CA

MICHAEL JOHN SCIULLI

n/a

TAMPA, FL | Pittsburgh, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Appel, Stephen, Leslie

Director

yes

11/2019

Aug 31, 2023

May 20, 2024

Appel, Stephen, Leslie

Director

yes

05/2018

Aug 31, 2023

May 20, 2024

ARCHIBALD, NEIL, PHILLIP

CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL

yes

05/2019

Aug 7, 2019

May 20, 2024

ARCHIBALD, NEIL, PHILLIP

GENERAL COUNSEL

yes

01/2005

Aug 7, 2019

May 20, 2024

BRADDOCK, KATHERINE, JOHNSON

SVP, MANAGING DIRECTOR OF INVESTMENTS

yes

01/2023

Aug 31, 2023

May 20, 2024

De Jesus Luna, Jonnathan, Khris

VP, HEAD OF PORTFOLIO MANAGEMENT

yes

01/2024

May 20, 2024

LAKO, KENNETH, ERIC

CHIEF EXECUTIVE OFFICER

yes

04/2023

Jul 6, 2023

May 20, 2024

LAKO, KENNETH, ERIC

CHIEF EXECUTIVE OFFICER

yes

04/2023

Jul 6, 2023

May 20, 2024

MEMBERS TRUST COMPANY, FSB

SOLE PROPRIETOR

yes

05/2019

Aug 7, 2019

May 20, 2024

MOSER, ROBERT, MICHAEL

Director

yes

07/2023

Aug 31, 2023

May 20, 2024

MOSER, ROBERT, MICHAEL

Director

yes

07/2023

Aug 31, 2023

May 20, 2024

ODONNELL, BARBARA, B

Director

yes

08/2007

Aug 31, 2023

May 20, 2024

ODONNELL, BARBARA, B

Director

yes

11/2019

Aug 31, 2023

May 20, 2024

Purdy, James, Anthony

Director

yes

05/2020

Aug 31, 2023

May 20, 2024

RICH, JONATHAN, DYCKMAN

Director

yes

11/2019

Aug 31, 2023

May 20, 2024

RICH, JONATHAN, DYCKMAN

Director

yes

01/2005

Aug 31, 2023

May 20, 2024

SASAKI, KEI, ARNOLD

CHIEF INVESTMENT OFFICER

yes

05/2024

May 20, 2024

SHOKOOHI, PARASTU, PERSIA

CHIEF COMPLIANCE OFFICER

yes

05/2023

Jul 6, 2023

May 20, 2024

STOKES, JEFFREY, R

Director

yes

07/2023

Aug 31, 2023

May 20, 2024

STOKES, JEFFREY, R

Director

yes

05/2024

Aug 31, 2023

May 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MEMBERS TRUST COMPANY, FSB

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$329M

$224M

n/a

2024

Mar 17, 2025

$208M

n/a

2023

Mar 29, 2024

$314M

n/a

2022

Mar 25, 2023

$195M

n/a

2021

Mar 7, 2022

$288M

n/a

2020

Mar 26, 2021

$231M

n/a

2019

Feb 12, 2020

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$329M

$208M

58.4%

$195M

19.1%