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Advisor at PCM ENCORE, LLC
DENVER, CO | ASPEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PCM ENCORE, LLC | Independent wealth | Sep 10, 2026 | n/a | yes | DENVER, CO|ASPEN, CO | Current employment |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Dec 9, 2024 | Jul 8, 2026 | no | MELVILLE, NY|Denver, CO|NEW YORK, NY|Denver, CO|MONUMENT, CO | Previous registration |
| MTC WEALTH MANAGEMENT | Asset manager | May 16, 2024 | Jan 28, 2025 | no | Denver, CO|TAMPA, FL | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Nov 22, 2020 | Nov 27, 2023 | no | CHICAGO, IL | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Jul 19, 2019 | Nov 12, 2020 | no | SEATTLE, WA | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | Sep 10, 2014 | Jun 6, 2019 | no | DOWNERS GROVE, IL|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORS ASSET MANAGEMENT, INC. | PCM ENCORE, LLC | Jul 8, 2026 | Sep 10, 2026 | 64 | Firm change | RIA to RIA |
| MTC WEALTH MANAGEMENT | ADVISORS ASSET MANAGEMENT, INC. | Jan 28, 2025 | Dec 9, 2024 | -50 | Firm change after gap | Other |
| NUVEEN ASSET MANAGEMENT, LLC | MTC WEALTH MANAGEMENT | Nov 27, 2023 | May 16, 2024 | 171 | Firm change | Other |
| RUSSELL INVESTMENTS | NUVEEN ASSET MANAGEMENT, LLC | Nov 12, 2020 | Nov 22, 2020 | 10 | Firm change | Other |
| INVESCO ADVISERS, INC. | RUSSELL INVESTMENTS | Jun 6, 2019 | Jul 19, 2019 | 43 | Firm change | Other |