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J•••• P•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••• P•••••• L••

Advisor at M•• W••••• M•••••••••

TAMPA, FL | Battle Ground, WA

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Search this name across graphsid dfx:ria:f59350b3-1da4-3369-93a2-6cab51eb27b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W••••• M•••••••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W••••• M•••••••••	Asset manager	Jan 28, 2025	n/a	yes	Battle Ground, WA\|TAMPA, FL	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jan 27, 2023	Jul 26, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	M•• W••••• M•••••••••	Jul 26, 2023	Jan 28, 2025	552	Firm change after gap	Other
U••• B•••••• A•••••••• L••	U••• B•••••• I••••••••• I•••	Feb 1, 2021

Relationships

Registered with (5)

→ M•• W••••• M•••••••••Registered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2023 to Jul 26, 2023factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2012 to Feb 1, 2021factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jul 26, 2023
Advisor changed firm
J•••• P•••••• L•• left U••• B•••••• I••••••••• I••• for M•• W••••• M••••••••• (registered 2025-01-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f59350b3-1da4-3369-93a2-6cab51eb27b9
First observed: May 15, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.