DFX Intelligence

R••••• E•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

R••••• E•••• S••••••

Advisor at R•••••• C••••••

CYPRESS, TX

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Search this name across graphsid dfx:ria:39c2bd54-f02f-d2c7-8296-6e94de370c85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• C••••••	Independent wealth	May 24, 2023	n/a	yes	CYPRESS, TX	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Jul 31, 2017	Jun 13, 2023	no	CYPRESS, TX\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	R•••••• C••••••	Jun 13, 2023	May 24, 2023	-20	Firm change	Ibd to RIA
W•• A•••••••• L•	S•• I••••••••• A•••••••• I•••	Aug 1, 2017	Jul 31, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
125073:123608:TX:2017-08-01	Aug 1, 2017	Jul 31, 2017	BRYAN, TX	Firm change

Relationships

Registered with (6)

→ R•••••• C••••••Registered adviserregistration: current employment
May 24, 2023 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 31, 2017 to Jun 13, 2023factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
Jan 22, 2015 to Aug 1, 2017factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jun 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39c2bd54-f02f-d2c7-8296-6e94de370c85
First observed: Sep 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.