RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• S••••••
- Title
- Managing Partnerreportedredfish-cap.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••••• C•••••• independent RIA currentsince May 24, 2023 · Cypress, Tx
- S•• I••••••••• A•••••••• I••• formerJul 31, 2017 to Jun 13, 2023 · Cypress, Tx
- W•• A•••••••• L• formerJan 22, 2015 to Aug 1, 2017 · Bryan, Tx
- S••••••••• A•••••• A•••••••• I••• formerAug 8, 2008 to Dec 12, 2014 · Bryan, Tx
- C••••••••• A•••••••• I•• formerSep 24, 2004 to Aug 11, 2008 · Bryan, Tx
- A• G• E•••••• • S•••• I••• unclassifiedSep 9, 2002 to Jun 22, 2004 · Bryan, Tx
- S•• I••••••••• A•••••••• I••• to R•••••• C••••••left Jun 13, 2023, registered May 24, 2023 (-20 days) · Affiliated broker-dealer or bank to independent RIA
- W•• A•••••••• L• to S•• I••••••••• A•••••••• I•••left Aug 1, 2017, registered Jul 31, 2017 (-1 days) · Other · moved with a team
- S••••••••• A•••••• A•••••••• I••• to W•• A•••••••• L•left Dec 12, 2014, registered Jan 22, 2015 (41 days) · Other
- C••••••••• A•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Aug 11, 2008, registered Aug 8, 2008 (-3 days) · Other
- A• G• E•••••• • S•••• I••• to C••••••••• A•••••••• I••left Jun 22, 2004, registered Sep 24, 2004 (94 days) · Other
- R••••• E•••• S•••••• left S•• I••••••••• A•••••••• I••• for R•••••• C•••••• (registered 2023-05-24)Jun 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address