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Advisor at OSAIC ADVISORY SERVICES, LLC
ATLANTA, GA | Holland, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 6, 2026 | n/a | yes | Holland, MI|ATLANTA, GA | Current employment |
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Dec 12, 2019 | Mar 9, 2026 | no | Grandville, MI|FOLSOM, CA | Previous registration |
| AW SECURITIES | Former SEC adviser | Dec 12, 2019 | Mar 28, 2025 | no | Grandville, MI|SACRAMENTO, CA|Grandville, MI|FOLSOM, CA|Houston, TX | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Apr 6, 2016 | Jan 2, 2020 | no | Bloomfield Hills, MI|Livonia, MI|Lansing, MI|Grosse Pointe Farms, MI | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 31, 2015 | Dec 23, 2015 | no | TROY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | OSAIC ADVISORY SERVICES, LLC | Mar 9, 2026 | Mar 6, 2026 | -3 | Firm change | Ibd to ibd |
| AW SECURITIES | ALLWORTH FINANCIAL, L.P. | Mar 28, 2025 | Dec 12, 2019 | -1,933 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | AW SECURITIES | Jan 2, 2020 | Dec 12, 2019 | -21 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Dec 23, 2015 | Apr 6, 2016 | 105 | Firm change | Other |