DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel William Rausch
Certified Financial Planner
Feed of 09/15/2026
Also filed as Dan Rausch
At current firm
0 y
since Mar 6, 2026
In the industry
11 y
since Mar 25, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Mar 6, 2026 · Holland, Mi
- Aw Securities formerDec 12, 2019 to Mar 28, 2025 · Grandville, Mi
- Allworth Financial, L.P. BD affiliatedDec 12, 2019 to Mar 9, 2026 · Grandville, Mi
- First Allied Advisory Services, Inc. formerApr 6, 2016 to Jan 2, 2020 · Bloomfield Hills, Mi
- Northwestern Mutual Investment Services,LLC no RAUMMar 31, 2015 to Dec 23, 2015 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- Allworth Financial, L.P. to Osaic Advisory Services, LLCleft Mar 9, 2026, registered Mar 6, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- Aw Securities to Allworth Financial, L.P.left Mar 28, 2025, registered Dec 12, 2019 (-1933 days) · Other
- First Allied Advisory Services, Inc. to Aw Securitiesleft Jan 2, 2020, registered Dec 12, 2019 (-21 days) · Other
- Northwestern Mutual Investment Services,LLC to First Allied Advisory Services, Inc.left Dec 23, 2015, registered Apr 6, 2016 (105 days) · Other
Signals
- Daniel William Rausch left Allworth Financial, L.P. for Osaic Advisory Services, Llc (registered 2026-03-06)Mar 9, 2026 · Advisor changed firm · fact
- Daniel William Rausch left Aw Securities for Allworth Financial, L.P. (registered 2019-12-12)Mar 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address