DFX Intelligence

J•••• M•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••• M•••••• F•••••••

Advisor at H••••••• W••••• A•••••••• L••

COOS BAY, OR

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Search this name across graphsid dfx:ria:39e25c32-93b0-0748-d525-528daf8e6022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• A•••••••• L••	Independent wealth	Aug 1, 2024	n/a	yes	COOS BAY, OR	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 14, 2014	Aug 9, 2024	no	COOS BAY, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	H••••••• W••••• A•••••••• L••	Aug 9, 2024	Aug 1, 2024	-8	Firm change	Wirehouse to new firm
M••••• S••••••	W•••• F•••• A•••••••	Feb 21, 2014	Feb 14, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:331566:OR:2024-08-09	Aug 9, 2024	Aug 1, 2024	COOS BAY, OR	Firm change

Relationships

Registered with (4)

→ H••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 14, 2014 to Aug 9, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 21, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Aug 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39e25c32-93b0-0748-d525-528daf8e6022
First observed: Mar 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.