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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HIGHROAD WEALTH ADVISORS, LLC

CRD 331566

COOS BAY, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd8bb661-d66f-498f-ab69-888458568266

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 14, 2024 to Jan 26, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $189MItem 5.F on the latest filing (2026-01-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $189M
Private client RAUM: $188MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $62.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 318
Individual clients: 41
High net worth clients: 69
SEC number: 801-130463
CRD: 331566
Filings on the tape: 8
First filed: May 14, 2024
Latest filed: Jan 26, 2026
Organised: Limited Liability Company, OR
Website: highroadwa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON MAURICE FINNIGAN	n/a	COOS BAY, OR	2	28	3	no
JOSHUA JAMES SNODDY	n/a	COOS BAY, OR	2	18	3	no
Jayden Kyler Frank	n/a	COOS BAY, OR	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINNIGAN, JASON, MAURICE	MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER	D	yes	05/2024	May 14, 2024	Aug 28, 2024
SNODDY, JOSHUA, JAMES	MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE	D	yes	05/2024	May 14, 2024	Aug 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 26, 2026	$189M	$189M	3	3	0	n/a	n/a
2024	Jan 24, 2025	$171M	$171M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$189M	$171M	10.1%	n/a	n/a	3	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Aug 9, 2024	Aug 1, 2024	COOS BAY, OR	Team lift out	Wirehouse to new firm	0.1%

Relationships

Registered with (3)

← Jayden Kyler FrankAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← JASON MAURICE FINNIGANAdvisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV
← JOSHUA JAMES SNODDYAdvisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV

Controls (2)

← FINNIGAN, JASON, MAURICEOwnerMANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 14, 2024 to Aug 28, 2024factForm ADV
← SNODDY, JOSHUA, JAMESOwnerMANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE, ownership code D, individual
May 14, 2024 to Aug 28, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Aug 9, 2024 to Aug 1, 2024factForm ADV

Dated events

Occurred
Aug 9, 2024
Team lift-out
2 advisors left Wells Fargo Advisors (Coos Bay, OR) for Highroad Wealth Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 14, 2024
First Form ADV filing
Highroad Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd8bb661-d66f-498f-ab69-888458568266
First observed: May 14, 2024
Last observed: Jan 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHROAD WEALTH ADVISORS, LLC

CRD 331566

COOS BAY, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd8bb661-d66f-498f-ab69-888458568266

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON MAURICE FINNIGAN

n/a

COOS BAY, OR

JOSHUA JAMES SNODDY

n/a

COOS BAY, OR

Jayden Kyler Frank

n/a

COOS BAY, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINNIGAN, JASON, MAURICE

MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER

yes

05/2024

May 14, 2024

Aug 28, 2024

SNODDY, JOSHUA, JAMES

MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE

yes

05/2024

May 14, 2024

Aug 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 26, 2026

$189M

n/a

2024

Jan 24, 2025

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$189M

$171M

10.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Aug 9, 2024

Aug 1, 2024

COOS BAY, OR

Team lift out

Wirehouse to new firm

0.1%