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RIA / WealthAdvisor26 years in industry

BRIAN JAMES WILEY

Advisor at APOLLON WEALTH MANAGEMENT, LLC

BOISE, ID | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:39e91f44-7bc2-75df-5f29-9bcbfea36fe9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 7, 2000
First registration: Jun 4, 2001
Dual registered: no
IAPD individual key: 4164649

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Nov 29, 2022	n/a	yes	MOUNT PLEASANT, SC\|BOISE, ID	Current employment
TREE CITY ADVISORS, LLC	Former SEC adviser	Sep 8, 2015	Dec 31, 2022	no	BOISE, ID	Previous registration
CASCADE FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Aug 24, 2011	Dec 10, 2015	no	DENVER, CO\|DENVER, CO\|MERIDIAN, ID\|BOISE, ID	Previous registration
FINANCIAL INSIGHT CENTER	Former SEC adviser	May 17, 2010	Aug 1, 2011	no	SALT LAKE CITY, UT	Previous registration
HELMSTAR WEALTH MANAGEMENT	Independent wealth	Oct 19, 2009	Aug 1, 2011	no	BOISE, ID	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Jun 21, 2007	Sep 10, 2009	no	BAKERSFIELD, CA\|BAKERSFIELD, CA\|NEWBURY PARK, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 15, 2002	Jun 23, 2007	no	BAKERSFIELD, CA	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Jun 4, 2001	Aug 9, 2002	no	BAKERFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TREE CITY ADVISORS, LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 31, 2022	Nov 29, 2022	-32	Firm change after gap	RIA to RIA
CASCADE FINANCIAL MANAGEMENT, INC.	TREE CITY ADVISORS, LLC	Dec 10, 2015	Sep 8, 2015	-93	Firm change after gap	Other
HELMSTAR WEALTH MANAGEMENT	FINANCIAL INSIGHT CENTER	Aug 1, 2011	May 17, 2010	-441	Firm change after gap	Other
FINANCIAL INSIGHT CENTER	CASCADE FINANCIAL MANAGEMENT, INC.	Aug 1, 2011	Aug 24, 2011	23	Firm change	Other
BROKERSXPRESS LLC	HELMSTAR WEALTH MANAGEMENT	Sep 10, 2009	Oct 19, 2009	39	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	BROKERSXPRESS LLC	Jun 23, 2007	Jun 21, 2007	-2	Firm change	Other
BROOKSTREET SECURITIES CORPORATION	SECURITIES AMERICA ADVISORS, INC.	Aug 9, 2002	Jul 15, 2002	-25	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
264795:291902:ID:2022-12-31	Dec 31, 2022	Nov 29, 2022	BOISE, ID	Firm change after gap

Relationships

Registered with (8)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 29, 2022 to presentfactForm ADV
→ TREE CITY ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 8, 2015 to Dec 31, 2022factForm ADV
→ CASCADE FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 24, 2011 to Dec 10, 2015factForm ADV
→ HELMSTAR WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 19, 2009 to Aug 1, 2011factForm ADV
→ FINANCIAL INSIGHT CENTERRegistered adviserregistration: previous registration
May 17, 2010 to Aug 1, 2011factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Jun 21, 2007 to Sep 10, 2009factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 15, 2002 to Jun 23, 2007factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 4, 2001 to Aug 9, 2002factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Brian James Wiley left Tree City Advisors, Llc for Apollon Wealth Management, Llc (registered 2022-11-29)
Form ADVobserved 4 days ago