DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian James Wiley
Feed of 09/14/2026
At current firm
3 y
since Nov 29, 2022
In the industry
26 y
since Aug 7, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Apollon Wealth Management, LLC independent RIA currentsince Nov 29, 2022 · Mount Pleasant, Sc
- Tree City Advisors, LLC formerSep 8, 2015 to Dec 31, 2022 · Boise, Id
- Cascade Financial Management, Inc. formerAug 24, 2011 to Dec 10, 2015 · Denver, Co
- Financial Insight Center formerMay 17, 2010 to Aug 1, 2011 · Salt Lake City, Ut
- Helmstar Wealth Management independent RIAOct 19, 2009 to Aug 1, 2011 · Boise, Id
- Brokersxpress LLC formerJun 21, 2007 to Sep 10, 2009 · Bakersfield, Ca
- Securities America Advisors, Inc. formerJul 15, 2002 to Jun 23, 2007 · Bakersfield, Ca
- Brookstreet Securities Corporation unclassifiedJun 4, 2001 to Aug 9, 2002 · Bakerfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- Tree City Advisors, LLC to Apollon Wealth Management, LLCleft Dec 31, 2022, registered Nov 29, 2022 (-32 days) · RIA to RIA · moved with a team
- Cascade Financial Management, Inc. to Tree City Advisors, LLCleft Dec 10, 2015, registered Sep 8, 2015 (-93 days) · Other
- Helmstar Wealth Management to Financial Insight Centerleft Aug 1, 2011, registered May 17, 2010 (-441 days) · Other
- Financial Insight Center to Cascade Financial Management, Inc.left Aug 1, 2011, registered Aug 24, 2011 (23 days) · Other
- Brokersxpress LLC to Helmstar Wealth Managementleft Sep 10, 2009, registered Oct 19, 2009 (39 days) · Other
- Securities America Advisors, Inc. to Brokersxpress LLCleft Jun 23, 2007, registered Jun 21, 2007 (-2 days) · Other
- Brookstreet Securities Corporation to Securities America Advisors, Inc.left Aug 9, 2002, registered Jul 15, 2002 (-25 days) · Other
Signals
- Brian James Wiley left Tree City Advisors, Llc for Apollon Wealth Management, Llc (registered 2022-11-29)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address