DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KASPIAN WEALTH MANAGEMENT
WOODCLIFF LAKE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KASPIAN WEALTH MANAGEMENT | State registered | Mar 30, 2021 | n/a | yes | WOODCLIFF LAKE, NJ | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 8, 2005 | Oct 4, 2011 | no | TEANECK, NJ|EDISON, NJ|EDISON, NJ|TEANECK, NJ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 18, 2003 | Oct 7, 2003 | no | PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | KASPIAN WEALTH MANAGEMENT | Oct 4, 2011 | Mar 30, 2021 | 3,465 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CETERA ADVISOR NETWORKS LLC | Oct 7, 2003 | Sep 8, 2005 | 702 | Firm change after gap | Other |