RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••••• S•••••••••
- K•••••• W••••• M••••••••• state registered currentsince Mar 30, 2021 · Woodcliff Lake, Nj
- C••••• A•••••• N••••••• L•• formerSep 8, 2005 to Oct 4, 2011 · Teaneck, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDAug 18, 2003 to Oct 7, 2003 · Paramus, Nj
- C••••• A•••••• N••••••• L•• to K•••••• W••••• M•••••••••left Oct 4, 2011, registered Mar 30, 2021 (3465 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••left Oct 7, 2003, registered Sep 8, 2005 (702 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address