DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
CRYSTAL RIVER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 15, 2025 | n/a | yes | CRYSTAL RIVER, FL | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 6, 2018 | Apr 8, 2025 | no | LUTZ, FL|TAMPA, FL|TAMPA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Apr 8, 2025 | Apr 15, 2025 | 7 | Firm change | Ibd to ibd |
| F•••• T•••• S••••••••• I••• | C••••• I••••••••• A••••••• L•• | Dec 4, 2017 | Aug 6, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:FL:2025-04-08 | Apr 8, 2025 | Apr 15, 2025 | TAMPA, FL | Firm change |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Jul 30, 2015 | Dec 4, 2017 | no | NEW PORT RICHEY, FL|BAYONET POINT, FL|HOLIDAY, FL|ODESSA, FL|LUTZ, FL|WESLEY CHAPEL, FL | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Oct 10, 2012 | Jul 24, 2015 | no | INVERNESS, FL|FLORAL CITY, FL|CITRUS SPRINGS, FL|CRYSTAL RIVER, FL|INGLIS, FL|SPRING HILL, FL|BROOKSVILLE, FL|BROOKSVILLE, FL|PORT RICHEY, FL | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Feb 2, 2011 | Oct 9, 2012 | no | TAMPA, FL | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Apr 17, 2009 | May 20, 2009 | no | TAMPA, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 10, 2008 | Jan 2, 2009 | no | CLEARWATER, FL | Previous registration |
| 245 |
| Firm change |
| Other |
| I••••• F•••••••• C••••••••• | F•••• T•••• S••••••••• I••• | Jul 24, 2015 | Jul 30, 2015 | 6 | Firm change | Other |
| N•• E•••••• S••••••••• C••••••••• | I••••• F•••••••• C••••••••• | Oct 9, 2012 | Oct 10, 2012 | 1 | Firm change | Other |
| N••••••••• M••••• I••••••••• S••••••••• | N•• E•••••• S••••••••• C••••••••• | May 20, 2009 | Feb 2, 2011 | 623 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | N••••••••• M••••• I••••••••• S••••••••• | Jan 2, 2009 | Apr 17, 2009 | 105 | Firm change | Other |