RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••••• K••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 15, 2025 · Crystal River, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 6, 2018 to Apr 8, 2025 · Lutz, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedJul 30, 2015 to Dec 4, 2017 · New Port Richey, Fl
- I••••• F•••••••• C••••••••• formerOct 10, 2012 to Jul 24, 2015 · Inverness, Fl
- N•• E•••••• S••••••••• C••••••••• formerFeb 2, 2011 to Oct 9, 2012 · Tampa, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 17, 2009 to May 20, 2009 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 10, 2008 to Jan 2, 2009 · Clearwater, Fl
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 8, 2025, registered Apr 15, 2025 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• T•••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 4, 2017, registered Aug 6, 2018 (245 days) · Other
- I••••• F•••••••• C••••••••• to F•••• T•••• S••••••••• I•••left Jul 24, 2015, registered Jul 30, 2015 (6 days) · Other
- N•• E•••••• S••••••••• C••••••••• to I••••• F•••••••• C•••••••••left Oct 9, 2012, registered Oct 10, 2012 (1 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to N•• E•••••• S••••••••• C•••••••••left May 20, 2009, registered Feb 2, 2011 (623 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 2, 2009, registered Apr 17, 2009 (105 days) · Other
- J•••••• A••••• K•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-15)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address