DFX Intelligence

B•••• P•••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

B•••• P•••••• J••••••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jun 13, 2023	n/a	yes	COLUMBUS, OH	Current employment
F••••	Independent wealth	Oct 3, 2022	Mar 27, 2023	no	Carroll, IA\|WEST PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	N••••••••• I••••••••• A•••••••• L••	Mar 27, 2023	Jun 13, 2023	78	Firm change	RIA to ibd
T••• W••••• N•••••	F••••	Apr 26, 2021	Oct 3, 2022

Relationships

Registered with (3)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 13, 2023 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Oct 3, 2022 to Mar 27, 2023factForm ADV
→ T••• W••••• N•••••Registered adviserregistration: previous registration
Feb 25, 2019 to Apr 26, 2021factForm ADV

Dated events

Order

Occurred
27 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 25, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.