DFX Intelligence

A••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

A••••• K••••••

Advisor at N•••••••• B••••• B• L••

BROOKLYN, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:3a38354a-b8dd-9288-2f18-6d53a740ada2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Jun 25, 2025	n/a	yes	BROOKLYN, NY\|NEW YORK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 30, 2021	Jun 10, 2025	no	NEW YORK, NY\|WEEHAWKEN, NJ\|New York, NY\|Brooklyn, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	N•••••••• B••••• B• L••	Jun 10, 2025	Jun 25, 2025	15	Firm change	Other
G••••••••• I•••••••••	U•• F•••••••• S••••••• I•••	Nov 29, 2021	Nov 30, 2021

Relationships

Registered with (5)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Jun 25, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2021 to Jun 10, 2025factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Jun 4, 2020 to Nov 29, 2021factForm ADV
→ G••••••••• F•••• D••••••••• L••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a38354a-b8dd-9288-2f18-6d53a740ada2
First observed: Oct 22, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.