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Advisor at CAMELOT PORTFOLIOS, LLC
MAUMEE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMELOT PORTFOLIOS, LLC | Independent wealth | Jul 14, 2015 | n/a | yes | MAUMEE, OH | Current employment |
| ATLANTIS WEALTH ADVISORS LLC | Independent wealth | Sep 11, 2017 | Dec 31, 2023 | no | MAUMEE, OH | Previous registration |
| UNITED ADVISORS | Former SEC adviser | Oct 10, 2012 | Apr 22, 2016 | no | TOLEDO, OH | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 28, 2009 | Jun 16, 2009 | no | Toledo, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 11, 2001 | Oct 5, 2005 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ATLANTIS WEALTH ADVISORS LLC | n/a | Dec 31, 2023 | n/a | n/a | Departure no registered destination | Departure |
| UNITED ADVISORS | CAMELOT PORTFOLIOS, LLC | Apr 22, 2016 | Jul 14, 2015 | -283 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | UNITED ADVISORS | Jun 16, 2009 | Oct 10, 2012 | 1,212 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 5, 2005 | Apr 28, 2009 | 1,301 | Firm change after gap | Other |