DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• A•••••• Z••••••

S••••• W••••• A•••••••• I•••no RAUMBoston, Madual registrantIAPD 4966099

Feed of 09/14/2026

Also filed as A••• A•••••• Z••••••

At current firm

0 y

since Apr 16, 2026

In the industry

20 y

since Sep 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Apr 16, 2026 · Boston, Ma
G•••••• A••••••• G••••• L•• independent RIA
Sep 9, 2025 to Jan 21, 2026 · Needham, Ma
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 1, 2011 to Jan 6, 2025 · Boston, Ma
1•• G••••• A••••••• I•• former
Feb 12, 2008 to Jun 6, 2011 · Hingham, Ma

Moves

a registration end followed by a registration begin elsewhere

G•••••• A••••••• G••••• L•• to S••••• W••••• A•••••••• I•••
left Jan 21, 2026, registered Apr 16, 2026 (85 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to G•••••• A••••••• G••••• L••
left Jan 6, 2025, registered Sep 9, 2025 (246 days) · Other
1•• G••••• A••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 6, 2011, registered Dec 1, 2011 (178 days) · Other

Signals

A••• A•••••• Z•••••• left G•••••• A••••••• G••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-04-16)
Jan 21, 2026 · Advisor changed firm · fact
A••• A•••••• Z•••••• left N••••••••• M••••• I••••••••• S••••••••• for G•••••• A••••••• G••••• L•• (registered 2025-09-09)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address