DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Potomac, MD | Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 26, 2022 | n/a | yes | Bethesda, MD|Potomac, MD | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jun 27, 2013 | Sep 7, 2023 | no | BELLEVUE, WA|Seattle, WA|North Bethesda, MD|Potomac, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Jan 26, 2022 | -589 | Bulk transfer | RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Jun 27, 2013 |
| T• A••••••••• I••• | Former SEC adviser | Jun 26, 2013 | Oct 14, 2022 | no | Bellevue, WA|Seattle, WA|Potomac, MD|OMAHA, NE | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 1, 2007 | Dec 31, 2008 | no | Portland, OR|PORTLAND, OR | Previous registration |
| -3,396 |
| Bulk transfer |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | T• A••••••••• I••• | Dec 31, 2008 | Jun 26, 2013 | 1,638 | Firm change after gap | Ibd to new firm |