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J••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••• M••••

Advisor at E•••••• A••••••• G••••• L••

JACKSONVILLE BEACH, FL | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:3a9a8da4-3e38-6cc0-4536-c6f915f9f74d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 16, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 29, 2026	n/a	yes	JACKSONVILLE BEACH, FL\|GREENWOOD VILLAGE, CO	Current employment
O••••• W••••• G••••• L••	Independent wealth	Mar 24, 2026	Apr 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• W••••• G••••• L••	E•••••• A••••••• G••••• L••	Apr 28, 2026	Jul 29, 2026	92	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	O••••• W••••• G••••• L••	Apr 5, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:FL:2023-09-07	Sep 7, 2023	Mar 30, 2018	JACKSONVILLE, FL	Firm change after gap
7870:5393:NE:2022-10-14	Oct 14, 2022	Feb 8, 2022	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ O••••• W••••• G••••• L••Registered adviserregistration: previous registration
Mar 24, 2026 to Apr 28, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 8, 2022 to Apr 5, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
J••• M•••• left O••••• W••••• G••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-07-29)
Form ADVobserved 7 days ago
Occurred
Apr 5, 2025
Advisor changed firm
J••• M•••• left C•••••• S••••• • C••• I••• for O••••• W••••• G••••• L•• (registered 2026-03-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a9a8da4-3e38-6cc0-4536-c6f915f9f74d
First observed: Feb 16, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.