RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 29, 2026 · Jacksonville Beach, Fl
- O••••• W••••• G••••• L•• independent RIAMar 24, 2026 to Apr 28, 2026 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDFeb 8, 2022 to Apr 5, 2025 · Jacksonville, Fl
- T• A••••••••• I••• formerMar 30, 2018 to Oct 14, 2022 · Ponte Vedra Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Sep 7, 2023 · Ponte Vedra Beach, Fl
- S•••••••• I••••••••• M••••••••• formerFeb 16, 2017 to Feb 26, 2018 · Jacksonville Beach, Fl
- O••••• W••••• G••••• L•• to E•••••• A••••••• G••••• L••left Apr 28, 2026, registered Jul 29, 2026 (92 days) · RIA to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to O••••• W••••• G••••• L••left Apr 5, 2025, registered Mar 24, 2026 (353 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2023, registered Mar 30, 2018 (-1987 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Feb 8, 2022 (-248 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- J••• M•••• left O••••• W••••• G••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-07-29)Apr 28, 2026 · Advisor changed firm · fact
- J••• M•••• left C•••••• S••••• • C••• I••• for O••••• W••••• G••••• L•• (registered 2026-03-24)Apr 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address