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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | Southborough, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jun 1, 2022 | n/a | yes | Southborough, MA|OVERLAND PARK, KS | Current employment |
| FERRIS CAPITAL, LLC | Former SEC adviser | Sep 15, 2020 | Jun 21, 2022 | no | SOUTHBOROUGH, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 15, 2019 | Aug 21, 2020 | no | FRAMINGHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FERRIS CAPITAL, LLC | CREATIVE PLANNING | Jun 21, 2022 | Jun 1, 2022 | -20 | Firm change | RIA to RIA |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | FERRIS CAPITAL, LLC | Aug 21, 2020 | Sep 15, 2020 | 25 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160116:105348:MA:2022-06-21 | Jun 21, 2022 | Jun 1, 2022 | SOUTHBOROUGH, MA | Firm change |